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The compliance heads of banks are caught between regulations and cuts


The compliance officers of financial institutions sit between a rock and a hard place and try to meet both the increased regulatory requirements and the demand for cost reduction.

Is Tech Investment the Solution to Regulatory Problems?

“The compliance officer is really in the middle,” said Richard Pike, CEO of Governor Software FinTech futures.

“They are told that it is imperative to keep up with regulators and changes, but that they …



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